Financial Advisors (CE)

Regatta provides CE courses for Financial Advisors.  We bring an energetic delivery to educate and also entertain our Financial Advisor students.

We can provide:

  • CEs for Financial Advisors across the country, at your firm, and even at your sales meetings
  • Speaking services at your organization, such as Financial Planning Association.
  • Adapt our purely educational speaking services according to your specific parameters.
  • Online Financial Advisor CE courses

Our presentations can even include book signings, and If desired we can also include our book, "Win In Any Market" in the lecture material.

Click here to go to our Speaking Service section for a full list of topics.

Courses custom tailored to your group.  We provide a range of courses on topics including, but not limited to: 

  • Financial Planning for Business Owners and Entrepreneurs
  • Investing 101  
  • Portfolio Management
  • Stock Market Research
  • Investment Vehicles
  • Investing Techniques
  • Stock Market Outlook
  • Advanced Stock Analysis
  • Focus on Mutual Funds
  • Analyzing Mutual Funds
  • Risk-Adjusted Return Analysis
  • ehavioral Finance Theory
  • Proper Asset Allocation Using the Latest Techniques
  • Know When To Sell
  • Monte Carlo Analysis
  • Current Market Outlook: Equities, Fixed Income, Commodities, and Currencies
  • How to Build and Keep a Fortune in Up, Sideways, and Down Markets: An Introduction to Structured Products
  • New Strategies to Beat the Markets
  • New fixed income strategies that can potentially generate substantially higher current income than what is paid on comparable bonds.
  • The Holy Grail: New Vehicles and Strategies That Allow Your and Your Client's the Built in Ability to Buy at The Bottom and Sell at the Top.
  • How to Remove the stress and uncertainty inherent in the asset allocation process of trying to predict optimal weightings between stocks, bonds, currencies, commodities, and cash years in advance. Instead, learn how to access the latest vehicles that let you and your client's benefit from 20/20 hindsight and at maturity automatically receive greater exposure to the best performing assets and less or even short exposure to the worst performing assets.  
  • How to scoop up bargains during market pullbacks when there is the proverbial "blood in the streets", but with a safety net.
  • New vehicles and strategies for potentially high returning, but often-volatile alpha generating portfolio satellite positions.
  • New and potentially superior solutions to Life Cycle and Target Maturity mutual funds and Exchange Traded Funds (ETFs)
  • Complements and/or Alternatives to you or your clients' Equity Indexed Annuity (EIA) needs.
  • New strategies and vehicles to reduce Behavioral Finance errors committed by retail investors and financial advisors
  • How to properly utilize "switch-trade" vehicles in you and/or your client's portfolio by switching from a direct investment in an underlying asset that has experienced substantial appreciation to, reducing risks, locking in your profits while still participating in potential future gains.
  • New investment vehicles and tools to supercharge you and/or your client's ERISA accounts (401k, profit sharing plans, etc.)
  • Principal Protected Structured Products
  • Enhanced Growth/Accelerator Structured Products
  • Reverse Exchange Convertibles
  • Fixed Income Structured Products
  • Profiting From and Predicting the Next Investment Bubble:
  • Get the Alpha Without the All the Downside: Alternatives to Hedge Funds
  • Equity Indexed Annuities: Pros and Cons
  • Okay, I Know When to Buy, But When Do I Sell?: Learn When To Take Profits and How Not To Lose Your Shirt
  • But Which Mutual Fund?: A Simple Step-by-Step Guide to Picking Mutual Funds in Your 401k Plan and IRAs
  • Asset Allocation Strategies After the Tech Crash and the Great Recession
  • Exchange Trading Funds (ETFs) Investment Guide
  • Investment and Asset Allocation Lessons From the Tech Crash and the Great Recession
  • How to Actively Manage the Downside in You and/or Your Client's Portfolio
  • Technical Analysis 101
  • How to Buy When the Market is Freaking Out and To Sell When the Market is Getting Greedy: The Insider's Guide to Profits Using Behavioral Finance
  • An Investor's Guide to the Coming Energy Crises
  • How to Play the Rise of the Emerging Markets and China
  • Evaluating Higher Yield Investments, REITs, Preferred Stocks, and High Yield Bonds
  • How to manage Variable Annuities and Variable Life Sub-Accounts
  • Tax Efficient Investing
  • Socially Responsible Investing
  • The Relentless Pursuit of Alpha a.k.a. How To Minimize Your Risk and to Maximize Your Returns
  • Courses Custom Tailored to Your Group and Profession

Our exciting presentations can also include book signings. If desired we can also include our book content in the lecture material. Click here to go to our Speaking Service section for a full list of topics.

Contact us today at 1.800.YFC.0017 or email us at info@regattaresearch.com  to discuss our financial education programs.