GET FREE CE CREDITS

The following modules are designed for financial advisors, planners, insurance agents, and CPAs.
Your Financial Coaches™ Continuing Education courses are designed as a sequence of modules. Each section highlights, in detail, a facet of the main topic and is accompanied by a brief quiz at the end. Quiz questions must be answered correctly to proceed to the next section.

Once you complete a course, you will have the ability to print a Course Completion Certificate. If your firm’s compliance department determines that the course content is appropriate for satisfaction of the Firm Element component of FINRA’s Continuing Education Program, this certificate may be used to document your completion of the course material.

Continuing Education Course:

1. Introduction to Principal Protected Structured Products

Subject to your firm’s Continuing Education ("CE") policies and/or the CE policies of the professional organizations of which you are a member, completion of this course may qualify for firm element or other CE credit. If you have questions regarding CE Credit you should contact your firm’s compliance department. The material on this site is for educational purposes only and does not constitute an offer, solicitation or endorsement of any specific structured note or CD. Please note that product suitability must be determined for each individual investor and each investment product must be evaluated in light of its corresponding features and risks. Your Financial Coaches™ is owned and operated by Regatta Research & Money Management, LLC.